Code: AML-ONM-131201
Objectives:
  • To help participants to better understand the legal requirements of Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Chapter 615) and the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (For Money Service Operators)
  • To raise participants' awareness of the importance of Ongoing Monitoring in order to further understand customers and to detect irregular or suspicious activities
  • To enhance compliance level of licensed Money Service Operator
Instructor: Mr. Jimlian Chan, CPA
Being the Association's Compliance Advisor, Mr. Chan has over 16 years of experience in accounting, auditing, taxation, company secretarial, business consulting, etc, including more than 10 years of experience in professional accounting and consulting services for MSO industry. He is also the Compliance Officer and Money Laundering Reporting Officer of a number of licensed money changers, with extensive experience in writing compliance policies and procedures, and providing training.
Date: 21 December 2013 (Saturday)
Time: 14:30 - 16:30 (2 hours)
Venue: Room 1103, 11/F, Kimberley House, 35 Kimberley Road, Tsim Sha Tsui, Hong Kong
Language: Cantonese supplemented with English
Fee: Free
Enrollment:
Code: AML-CDD-131101
Objectives:
  • To help participants' better understanding of the legal requirements of Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Chapter 615) and the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (For Money Service Operators)
  • To raise participants' awareness of the vulnerability of Customer Due Diligence
  • To enhance compliance level of licensed Money Service Operator ("MSO")
Instructor: Mr. Jimlian Chan, CPA
Being the Association's Compliance Advisor, Mr. Chan has over 16 years of experience in accounting, auditing, taxation, company secretarial, business consulting, etc, including more than 10 years of experience in professional accounting and consulting services for MSO industry. He is also the Compliance Officer and Money Laundering Reporting Officer of a number of licensed money changers, with extensive experience in writing compliance policies and procedures, and providing training.
Date: 25 November 2013 (Monday)
Time: 19:30 - 21:30 (2 hours)
Venue: Room 1103, 11/F, Kimberley House, 35 Kimberley Road, Tsim Sha Tsui, Hong Kong
Language: Cantonese supplemented with English
Fee: Free
Enrollment: