Speakers:
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Mr. Tse CB, CFA, FCPA, FCCA, MBA
Mr. Tse is the founding Chief Executive Officer of MSOA. He works across advisory, finance and banking services over a decade. Mr. Tse was invited as the guest Speaker of the 6th Annual AML & Financial Crime Conference Asia Pacific, which was organized by the Association of Certified Anti-Money Laundering Specialists (“ACAMS”).
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Mr. Kwan FCPA (Practising)
Mr. Kwan is the founding director of a consulting firm which specialises in providing AML and compliance consulting service. Concurrently, Mr. Kwan is a practising fellow of Hong Kong Institute of Certified Public Accountants. For over the decade, his past experience in BIG 4 has earned him a well-established profession across disciplines of Compliance, Auditing and Accounting.
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Programme Objectives:
This programme is jointly organized with PEAK. It is designed for money service operators to better understand the latest statutory and regulatory requirements regarding the AMLO Statutory Requirements of Anti-Money Laundering and Counter-Terrorist Financing. The program also aims to raise participants' awareness on the importance of Customer Due Diligence and Ongoing Monitoring, for the purpose of detecting irregular or suspicious financial activities, and hence, to enhance the compliance level of MSOs.
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Course Outlines:
Brief introduction to Anti-Money Laundering and Counter-Terrorist Financing Ordinance and the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (For Money Service Operators) Definition of Customer Due Diligence measures How to identify and verify customer identity Definition of risk-based approach How to adopt risk-based approach mechanism on ongoing monitoring Definition of record keeping How to identify and report suspicious transactions Hong Kong Customs and Excise Department’s latest requirements on MSOs Sharing of market information
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| Date: |
15 November 2021 (Monday) |
| Time: |
19:00 - 21:30 (2.5 hours) |
| Venue: |
9/F, VTC Tower, 27 Wood Road, Wanchai, Hong Kong |
| Suitable to: |
This course is suitable for money service practitioners and other related parties |
| Language: |
Taught in Cantonese supplemented with English terminology |
| Fee: |
HK$590 / HK$490* (For applicants who pay by cheque or credit card, please submit the completed enrollment form at least 7 working days before the course commencement) |
| *Fee Discount: The course only costs MSOA member HK$490 per person. To verify the eligibility to the special discount, applicants must enroll in the course through the Hong Kong Money Service Operators Association. |
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Course Application:
Please complete and mail the application form along with a crossed cheque made payable to Vocational Training Council for the course fee. Mail to : VTC Tower, 27 Wood Road, Wanchai, Hong Kong. (PLEASE DO NOT SEND CASH / PROMISSORY NOTE). The application will be processed in about one week. When a class is full or cancelled, a 100% refund will be made.
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