Speakers:

Mr. Kwan FCPA (Practising)

Mr. Kwan is the founding director of a consulting firm which provides AML and compliance consulting services. Concurrently, Mr. Kwan is a practising fellow of Hong Kong Institute of Certified Public Accountants. For over a decade, his past experience in BIG 4 accounting firms has earned him a well-established profession across disciplines of Compliance, Auditing and Accounting.
Mr. Lam

Mr. Lam is the founder adviser of the Hong Kong Money Service Operators Association Limited. Mr. Lam has over 30 years of foreign exchange and financial experience. In addition, Mr. Lam also has more than 10 years of experience as a company owner.

Programme Objectives:

This programme is jointly organized with PEAK. It is designed for MSO's Senior Management, Compliance Officer and Money Laundering Reporting Officer to better understand the latest statutory and regulatory requirements of Anti-Money Laundering and Counter-Terrorist Financing. The program also aims to raise participants' awareness on the importance of Customer Due Diligence and Ongoing Monitoring, for the purpose of detecting irregular or suspicious financial activities, and hence, to enhance the compliance level of MSOs.

Course Outlines:

  • Due Diligence Review Record Keeping

  • Key Points of Transaction Record Keeping

  • Bank Compliance Requirements Sharing

  • Key Reminder on Daily Operations in MSO Premises

  • How to Identify and Report Suspicious Transactions

  • Inspection by the Regulator

  • Institutional Risk Assessment

  • HKCE’s latest supervisory requirements on MSOs

  • Amendments to Anti-Money Laundering and Counter-Terrorist Financing Ordinance and its Guideline on Anti-Money Laundering and Counter-Terrorist Financing (For Money Service Operators)

  • Competence Assessment for MSOs

  • Sharing of Market Information

Programme Information：

Date: 27 October 2023 (Friday) (To be confirmed)
Time: 20:00 - 21:15 (1.25 hours)
Venue: 1/F, Energy Plaza, 92 Granville Road, Tsim Sha Tsui East, Kowloon, Hong Kong
Target: Senior Management, Compliance Officer and Money Laundering Reporting Officer
Language: Taught in Cantonese supplemented with English terminology
Fee: HK$1,580 Or HK$1,480* (For applicants who pay by cheque or credit card, please submit the completed enrollment form at least 2 working days before the course commencement)
*Fee Discount: Exclusive to MSOA members. To establish eligibility, applicants must register for the course via MSOA.

Course Application:

Please complete and mail the application form along with a crossed cheque made payable to Hong Kong Money Service Operators Association Limited for the course fee. Mail to : 1/F, Energy Plaza, 92 Granville Road, Tsim Sha Tsui East, Kowloon, Hong Kong. (PLEASE DO NOT SEND CASH / PROMISSORY NOTE). The application will be processed in about one day. When a class is full or cancelled, a 100% refund will be made.
END OF COURSE